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Senior Compliance Associate

Titel: Senior Compliance Associate
Vertragsart: Permanent
Location: Dublin, Republic of Ireland
Branche:
Gehalt/Honorar: Negotiable
Beginn: ASAP
Ref: AM0003_1562776591
Name des Kontakts: Andrew Monks
Kontakt via E-mail: Andrew.Monks@ojassociates.com
Veröffentlicht am: seit 2 Monaten

Stellenbeschreibung

Compliance role focused on being an advisory contact and responsibility for the
design and implementation of required policies and procedures, including appropriate operational and Compliance oversight

Duties & Responsibilities
- Providing day-to-day European Compliance advice and guidance to a particular European business group and being their European
Compliance "point person".
- Advising on relevant policies and procedures.
- Working with the relevant business group to ensure matters arising on the regulatory timetable are actioned.
- Producing reports for senior management on Compliance advisory activities.
- Conducting new staff Compliance inductions and other regulatory training.
- Handling routine business as usual Compliance queries from the business.
- Assisting the planning, preparation and communication in respect of regulatory visits and periodic requests.
- Conducting internal inquiries and investigations as necessary.
-Advising the Compliance Monitoring team in respect of matters relevant to the oversight of a particular European business group.