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Head of Compliance - Ireland - Asset Management

Location: Dublin, Republic of Ireland
Gehalt/Honorar: €150000 - €170000 per annum + negotiable
Veröffentlicht vor: seit 21 Tagen
Vertragsart: Permanent
Branche: Compliance & Fraud
Name des Kontakts: Jack Lynch
Kontakt via E-mail: Jack.Lynch@ojassociates.com

Jack Lynch

Managing Consultant, Ireland

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Head of Compliance - Ireland - Asset Management

Oliver James Associates Ireland are representing a globally renowned Asset Management Firm in their focus to appoint a Head of Compliance for their Irish operations.

Oliver James Associates Ireland are representing a globally renowned Asset Management Firm in their focus to appoint a Head of Compliance for their Irish operations.

As the Designated Person for the Regulatory Compliance managerial function of the Firm, the Head of Compliance for the Irish entities will have responsibility for developing, approving, and managing a Compliance Strategy which ensures the firm's, funds' and team adherence to Irish and other regulatory obligations.

Duties & Responsibilities (not exhaustive)

  • Oversight of the Fund activities undertaken on behalf of the Irish Entities
  • Managing the Compliance Function. Liaising with other internal functions including Human Resources, Finance, Compliance and Risk (regarding the maintenance of processes and procedures, risk assessments, management of conflicts of interest, and training on legal, regulatory and business ethics standards), and Technology
  • Providing appropriate oversight of the regulated activities of the European branches
  • Establishing the day to day oversight framework for achieving compliance including (but not limited to) - monitoring and communication of regulatory developments, the provision of team induction and ongoing compliance training; management support and guidance on regulatory requirements
  • Ensuring that Compliance department policies and procedures are designed and maintained and are reviewed annually
  • Acting as the primary contact for the CBI

Qualifications

  • Undergraduate degree or an equivalent combination of training and experience
  • Minimum 10 year's Irish financial services experience within a compliance function, preferably within fund management. Experience of anti-financial crime compliance preferred
  • An appreciation of the UK and or US regulatory environment would be an advantage
  • Experience in relation to UCITS Fund regulations and conduct of business/distribution rule

For more information, please send you CV via the below contact details for confidential review.

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