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Compliance Officer - FinTech

Location: City of London, London
Gehalt/Honorar: Negotiable
Veröffentlicht vor: seit 8 Tagen
Vertragsart: Permanent
Branche: Compliance & Fraud
Name des Kontakts: Jack Bampton
Kontakt via E-mail: Jack.Bampton@ojassociates.com

Jack Bampton

Associate Consultant, Hong Kong

See more of Jack Bampton's jobs

Compliance Officer - FinTech

Top FinTech requires a Snr Compliance Officer to support the Head of Compliance as they look to build an innovative, market-leading mortgage product.

This is a rare opportunity to genuinely influence a FinTech's continued progression.

You will need a technical compliance background, including exposure to compliance monitoring, reviews, financial promotions and business advisory.

What You Will Do:

- Provide compliance oversight through monitoring & reviews

- Implement advice monitoring/reporting to control risk

- Contribute to thematic reviews

- Assist with regulatory project work

- Review/approve financial promotions & communications

Who you are:

- Driven and ambitious, inquisitive

- 3-5 years' experience in Oversight functions

- Experience of compliance advisory

- Mortgages, pensions or investments experience (desirable)

Full job spec available on request

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