Oliver James Associates are currently supporting an Insurer in West Sussex for a Compliance Monitoring Officer
Oliver James Associates are currently supporting an Insurer in Surrey for a Compliance Monitoring Officer. The role is based within the central Compliance function and will report directly to the Head of Compliance. The role holder will be responsible for ensuring all regulatory compliance requirements are appropriately monitored and reported.
You will be responsible for the following:
- Planning and leading a variety of thematic reviews and risk based reviews. This will be in relation to the internal controls and Compliance Monitoring plan.
- Undertake physical and desk based reviews and analysis all M.I
- Test all internal processes against the regulators (FCA & PRA) expectations as well as group policies, whilst assessing impacts and reporting issues to senior management
This is an excellent opportunity to join a fast paced Insurer with an excellent book of products. Gaining first hand exposure across the business will give you excellent exposure to key regulatory drivers affecting the market.
To be considered for this opportunity you must have worked in a regulatory capacity and have been exposed to the delivery of a Compliance plan.
Salary on offer: £50,000 - £55,000